Contract Information

Summary

Agency Name: DEPARTMENT OF FINANCIAL SERVICES	Agency Contract ID: 19-OIR-RRC
Long Title: I0709-Risk & Regulatory Consulting, LLC	Vendor Name: RISK & REGULATORY CONSULTING, L
Total Contract Amount: $33,325.00	Total Budgetary Amount: $33,325.00
Total Payment To Date: $33,325.00	Date of Execution: 05/21/2019
General Description: Provide education and training on conducting risk-focused examination.

Details
Deliverables
Payments
Documents
Audits

Main Information

Agency Contract ID: 19-OIR-RRC

FLAIR Contract ID: I0709

Short Title: I0709-RRC

Long Title: I0709-Risk & Regulatory Consulting, LLC

Contract Type: Standard Two Party Agreement by Statute

Contract Status: Closed or Expired

Date of Execution: 05/21/2019

Date of Beginning: 05/21/2019

Original End Date: 05/20/2020

New Ending Date:

Agency Service Area: COS

Statutory Authority: F.S. 624.316 & Rule 690-138.005, FAC

Contract Involves State or Federal Financial Assistance: No

Recipient Type:

Provide for Administrative Cost: No

Provide for Periodic Increase: No

Procurement Information

Authorized Advanced Payment: No

Method of Procurement: Informally quoted purchase not exceeding Category Two [Rule 60A-1.002(3), F.A.C. & s. 287.017(2)]

State Term Contract ID:

Contract’s Exemption Justification:

Agency Reference Number:

Business Case Study Done: No

Legal Challenges to Procurement: No

Outsourcing / Capital Improvements

Was the Contracted Function Previously Performed by the State: No

Was the Contracted Function Considered for Insourcing back to the State: No

Did the Vendor Make Capital Improvements on State Property: No

Budget Information

Original Contract Amount: $33,325.00

Total Contract Amount: $33,325.00

Total Recurring Budgetary Amount: $0.00

Total Non-Recurring Budgetary Amount: $33,325.00

Total Budgetary Amount: $33,325.00

Total Unfunded Amount: $0.00

As of Date: 8/29/2019

Download Budget Information

No Recurring Budgetary records found for this contract.

Non-Recurring Budgetary Amount	Account Code	Fiscal Year Effective Date	FY	Cost Accumulator	Agency Amendment Reference
$33,325.00	43-10-2-393001-43900110-00-100777-00	08/29/2019	2019-2020

Contract Change

No Contract Changes found for the contract.

Vendor

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Name Line 1	Name Line 2	City State Zip	Minority Vendor Designation
RISK & REGULATORY CONSULTING, L		FARMINGTON CT 060320000	Non-Minority

CFDA

No CFDA Codes found for the contract.

CSFA

No CSFA Codes found for the contract.

Expand All Deliverables Download Deliverables

Deliverable Number

Commodity/Service Type

Major Deliverable

Method of Payment

Financial and Insurance Services

Phase 1 - June 11-13, 2019 Three day training course to cover Financial Examination Flow, Risk Focus...

Fixed Fee / Unit Rate

Major Deliverable: Phase 1 - June 11-13, 2019 Three day training course to cover Financial Examination Flow, Risk Focused Approach, Risk Focused Examinations, Risk Focused Analysis, Troubled Company Warning Signs, Corporate Governance, Dealing with Troubled Companies, Regulatory Tools, Analysts Do's and Don'ts, Examiners Do's and Don'ts, Team-Mate File Review, Use of Specialties. Phase 2 - Week of September 9, 2019 Quarterly Analysis Reviews, Examination File Reviews, Pre-Examination Meeting Review, Financial Examination Oversight, EIC - Financial Exam Analysts, Accreditation File Review.

Deliverable Price: $33,325.00

Non Price Justification:

Performance Metrics: The Contractor shall provide the deliverables by the dated listed in the deliverable.

Financial Consequences: If the contractor fails to deliver a presentation that adequately covers each learning objective required or fails to deliver a presentation that reasonable fits the time slot required, the contractor's payment shall be reduced in proportion to the learning objective(s) that were not covered and/or the amount of time missed.

Source Documentation Page Reference:

Deliverable Number:

Displaying 1 to 1 of 1

Payments are also referred to as expenditures (creating or incurring a legal obligation to disburse money) or disbursements (the payment of expenditures). Payments include disbursements and accounting adjustments made on a contract. Payments are always positive amounts while accounting adjustments may be positive or negative depending on the type of adjustment.

Payment Details

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"Date" in the listing below indicates the date the payment voucher was recorded in the system, not the date the payment was issued.

Fiscal Year

Total Amount

2019-2020

$33,325.00

If a payment or adjustment to a contract was made before July 1, 2012, the information may not be posted in this system.

Contract Documents

Click on the pdf icon or Agency Document Link to view the document

Document Type	Document Reference #	Executed Date	Document Add Date	Agency Document Link	View
Original Contract	Original Contract - I0709	05/21/2019	8/29/2019 9:15:37 AM

Audit results posted prior to June 30, 2012, appear in a summarized form. As of July 1, 2012, the audit reporting process was expanded to include additional questions and comments from the Bureau of Auditing. As audits are captured in electronic format, they will be posted to this system. If you are interested in seeing audit reports by Fiscal Year and Agency Action Plans, please click here to navigate to the Transparency Florida Contract Audit page.

No audits have been conducted on this contract at this time.

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Florida Department of Financial Services: F.A.C.T.S